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IAdvisor Privacy Notice

Privacy: Important Notice for IAdvisor 529 Plan

The Trustee considers protecting the privacy and security of the nonpublic, personal information it holds concerning each Participant and Beneficiary a top priority. The Trustee has also received assurance from the Program Manager that it is a top priority for the Program Manager. Specifically, both the Trustee and the Program Manager adhere to the following privacy policy for the benefit of current and past Participants and Designated Beneficiaries.

Personal and financial information pertaining to account owners and beneficiaries is not available to the public. However, financial intermediaries through which account owners may contribute may have their own policies regarding confidentiality of this information.

Types of Information Collected

The types of nonpublic, personal information collected by the Trustee, the Program Manager, and nonaffiliated third parties acting on the Program Manager’s behalf may include:

  • Information the Participant or Beneficiary provides to the Advisor Program on the Application or otherwise, such as name, address, and Social Security number;
  • Information the Trustee, the Program Manager, and authorized third parties may acquire as a result of administering an Account, such as transactions (contributions or distributions) or account balance; and
  • Information from third parties that assists us in servicing your account and marketing products to you to better serve your investment goals.

Limitation on Sharing of Information

Iowa State law provides that the Trustee and the Program Manager, acting as its agent, must keep personal and financial information pertaining to an Account Owner or a Beneficiary private, except that the Trustee may release to the appropriate State agency information necessary in determining a Beneficiary’s eligibility for State financial aid for higher education. Neither the Trustee nor the Program Manager will disclose such nonpublic, personal information to anyone except as permitted by law.

The Trustee or the Program Manager may in the future use information about the Participant or Beneficiary to identify and alert the Participant about savings or investment programs that may be of interest to the Participant. If the Participant does not want to receive such information, the participant should call the Program Manager at 1-800-774-5127.

Security

The Trustee and Voya, maintain appropriate physical, electronic, and procedural safeguards to protect this nonpublic, personal information about Participants and Designated Beneficiaries.
 

IAdvisor 529 Plan
c/o Voya Investment Management
P.O. Box 9659
Providence, RI 02940-9659
1-800-774-5127
www.iowaadvisor529.com


This privacy notice is excerpted from the IAdvisor 529 Plan Program Description, which contains additional information regarding the Plan and defines certain terms used above.

The IAdvisor 529 Plan is offered by the Iowa Educational Savings Plan Trust, a trust organized under Iowa law and administered by the Iowa State Treasurer’s Office. The Treasurer of the State of Iowa is responsible for overseeing the administration of the IAdvisor 529 Plan. Voya Investment Management (Voya IM) provides investment management and administrative services for the IAdvisor 529 Plan. Shares in the program are distributed by Voya Investments Distributor, LLC, Member FINRA/SIPC. This web site is accompanied by a current program description for the IAdvisor 529 Plan.

The Options in the IAdvisor 529 Plan are not mutual funds, although they invest in mutual funds. An investment in the IAdvisor 529 Plan is an investment in municipal securities and the value of the Options will vary depending on the value of the underlying funds in which the Options invest. Investment returns are not guaranteed and you could lose money by investing in the IAdvisor 529 Plan.

These securities are not registered with the U.S. Securities and Exchange Commission (“SEC”) or any state, nor is the IAdvisor 529 Plan or any of the IAdvisor 529 Plan Options registered as an investment company with the SEC or any state.

If you are not an Iowa taxpayer, consider before investing whether your or the beneficiary's home state offers a 529 plan with favorable state tax or other state benefits such as financial aid, scholarship funds, and protection from creditors that may only be available through investments in that state's 529 plan and which are not available through investment in the IAdvisor 529 Plan.

Non-qualified withdrawals may be subject to federal and state taxes and an additional federal 10% tax.

The tax information herein is not intended to be used, and cannot be used by any taxpayer, for the purpose of avoiding tax penalties. Taxpayers should seek advice based on their own particular circumstances from an independent tax advisor.

Voya Investment Management does not control or endorse and is not responsible for third-party Web sites to which this site links.

Voya Investment Management is not an underwriter for any underlying municipal securities

An investor should consider the investment objectives, risks, charges and expenses associated with the IAdvisor 529 Plan before investing. More information about the IAdvisor 529 Plan is available in the Program Description. You may download a Program Description or request one by calling 800-774-5127. The Program Description should be read carefully before investing.

Voya Investments Distributor, LLC, the distributor of the Iowa advisor-sold 529 plans, is registered with the U.S. Securities and Exchange Commission and the Municipal Securities Rulemaking Board (“MSRB”). The website address for the Municipal Securities Rulemaking Board is www.msrb.org; The MSRB website includes an investor brochure which describes: (i) the protections that may be provided by the Municipal Securities Rulemaking Board rules; and (ii) how to file a complaint with an appropriate regulatory authority.

NOT FDIC INSURED • NO BANK GUARANTEE • MAY LOSE VALUE

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